27
years

Years of Experience

1/18

Member Since


Experience

 
Consulting Management Consulting
Consultant
08/2016 - Present
Providing Interim CFO services ranging from core financial management leadership, M&A strategy and support, and Debt and Equity capital planning and execuition


The Balance Sheet Company Finance
Founder - CFO/CIO
11/2013 - 01/2015
• Built and delivered investor materials and videos; Met with investors and due diligence teams
• Established registrations, operations and portfolio limits including credit risk, interest rate risk, asset-liability thresholds, funding, capital ratios, concentration, diversification, commodity pool operator filing, RIA filing, and the trading platform


Union Bank Corporate Strategy & Development
CFO
09/2010 - 11/2013
Group CFO with overall financial management and senior committee responsibilities including accounting, mergers and acquisitions, balance sheet and capital management, strategy, financial planning and analysis, SEC & regulatory reporting, risk management, and governance. The wholesale banking division includes Commercial/Corporate Banking, Commercial Real Estate, Global Treasury Management, Capital Markets, and Wealth Management with revenues exceeding $1.9 billion, assets of $40 billion, comme

Wells Fargo Advisors Accounting
CFO
08/2010 - 08/2013
Group CFO with full financial management responsibilities including strategy, financial planning, forecasting, management reporting, accounting, regulatory reporting, advisor compensation, and risk management. Independent Brokerage Group with $1 billion in annual revenues and $170 billion in assets under management

• Led business unit through a divesting of non-strategic assets
• Merged IBG divisions into combined Wells Fargo/Wachovia brokerage business

Countrywide Financial Corp Management Consulting
SVP Finance
06/2005 - 02/2008
Responsible for corporate financial planning, budgeting, forecasting, performance reporting for Countrywide Financial Corp. in 2005-6 and the technology division 2007-8

• Built metrics based reporting suite across all major unit businesses units of Countrywide Financial Corporation
• Led corporate finance risk assessment and interfaced with Thrift (OTS) and Federal Reserve (FRB) bank regulator on examinations and inquiries


Evolution Financial Start-Up
Founder
10/2003 - 05/2005
Responsible for constructing a difference-making product line, distribution system, and operational infrastructure for a startup financial services firm drawing on subject matter expertise in the investment industry

Jackson National Life Corporate Strategy & Development
CFO
03/1999 - 09/2003
Financial management and business development responsibilities including strategy, financial planning, forecasting, management reporting, accounting, regulatory reporting, advisor compensation, product development, and risk management for multiple divisions

• Led strategic restructuring of sales, distribution, and administration resulting in a material distribution expansion and cost reductions

C&N Energy/Laerdal Medical Operations
Controller/ Dir of Operations/Cost Accounting
01/1993 - 03/1999
Responsible for all aspects of the day to day operations including cash and margin management, trading operations, risk and credit management, accounting, regulatory reporting, tax planning and reporting, administration, and contract management