Hired as Temporary Analyst, offered permanent role, and promoted.
Evaluated and mitigated risk of records holistically across multiple business lines and client types, corporations, individuals, non-bank financial institutions, banks, and foreign correspondent banks.
Perform quality control by thoroughly reviewing high-risk client records from a quality and risk standpoint, while upholding global and departmental standards in compliance with FINRA, BSA/AML, OFAC, and OCC requirements.