Certifications

CFAChartered Financial Analyst
Series 10
Series 24
Series 27
Series 3
Series 63
Series 7
Series 9

Sector Experience

Financial Services
Technology
Consumer Goods

Languages

French
28
years

Years of Experience

1/21

Member Since


Bulge Bracket Investment Banks

Experience

 
Cox Financial Strategies Finance
Independent Consultant
05/2017 - Present
1) Independent Equity and Derivatives trader and Hedge Fund Consultant - Consult with clients on hedge fund start-ups, providing investment management advice and interim strategic, commercial and risk management guidance. Advise on tax structures, company domicile, and tax and AML requirements per jurisdiction. Connect clients with additional resources, necessary for the successful establishment of their business.

SS & C Technologies Finance
Director of Operations - Private Capital
04/2016 - 05/2017
Led ten-person operations and accounting team for the Private Capital Group dedicated to the delivery of client financial reports, NAVs and investor statements. Liaised with investors and financial advisory teams to provide personalized services and products to clients. Enhanced business processes to maximize efficiencies, mitigate risk, reduce errors, while ensuring regulatory compliance. Successfully managed system implementations.

M. Safra & Co Finance
Head of Operations
04/2007 - 04/2016
Led client-centric trade team of eight responsible for trade support and processing for a multi-billion dollar private family office. Investments included real estate and direct hedge fund investments in the fund of funds, macro, fixed income, and arbitrage directly and through prime brokers. Conducted due diligence on external hedge Fund investment managers operational risk and controls prior to investment.

Ophedge Invest Serv Accounting
Assist Director
08/2005 - 04/2007
Assoc Director Financial Operations
Managed Operations team, supporting trade processing, settlement and reconciliation groups for a fund administrator
Oversaw equity, FX, futures, fixed income and hedge funds settlements

JPMorgan Chase & Co Operations
Prime Broker Controller
03/1997 - 08/2005
Prime Brokerage Services
Controller for the Fixed Income / FX Client Service Group; products included UST, agency, corporates, FX, MBSCC,
Managed financials from client revenue, vendor costs, agent overheads.
Reviewed daily cash and stock record breaks
Regularly conducted status reviews with hedge fund executive management
Actively managed the billing, collection, and expense processes.
Led client on-boarding and legal for all new client business